Capital Institutional Services
LEI 54930061X8RDWFDJIS05, SWIFT CAISUS31XXX

Capital Institutional Services, Inc., an agency broker, provides global execution services and commission management solutions to asset managers, plan sponsors, and broker-dealers. The company specializes in global agency trading, independent research, and commission management programs. It offers execution services in the areas of global equity, fixed income, derivatives, and portfolio trading; soft dollars, compliance, client commission arrangements, commission sharing arrangements, and more for investment managers; and commission recapture, transition management, and reporting services for plan sponsors. The company also provides transition management services; managed account solutions; and compliance support in the areas of product and service eligibility under section 28(e), legislative updates, guidance on client commission practices, commission disclosure questions, regulatory audits, mixed-use documentation, and disclosure documentation. In addition, it offers transition strategies; and fully disclosed correspondent brokerage, independent client commission arrangements and commission sharing arrangements offering, transition management, compliance support, personal client service, and accounting statements for broker-dealer partners. Capital Institutional Services, Inc. was founded in 1977 and is based in Dallas, Texas.